risk management Archives

How well do you trust your compliance efforts?

Suze Shaffer April 10, 2018February 2, 2024

By Aris Medical Solutions

HIPAA encompasses many aspects. Risk assessments, risk management, and your policies, procedures, documentation are the backbone of compliance.

Most medical providers don’t think about compliance until they are audited. By that time it is too late to mitigate any issues that you may have. The main misconception is that “it will never happen to me”.

A random audit is possible but relatively a low probability. A compliance audit is typically initiated by a disgruntled employee, a patient that feels their privacy has been violated, or a data breach. Once the HIPAA violation is reported then the Office for Civil Rights (OCR) will determine if the complaint will need to be investigated. If it does, depending on the documentation that you provide, will determine whether or not a desk audit will be issued. This is where your policies and procedures are critical. If your employees understand what they need to do, how to do, and what needs to be documented, your chances of a desk audit is greatly reduced. The OCR understands that people make mistakes, but if you don’t learn from them, they will fine you heavily!

Note to self… if you recognize a problem, address it, correct it, and learn from it.

You can survive a audit with proper documentation!

For more information on how Aris Medical Solutions can help your organization with HIPAA Compliance and Protecting your Data click here call 877.659.2467.

“Protecting Organizations through Partnership, Education, and Support”

Do HIPAA Fines go away when a practice or business closes?

Suze Shaffer March 26, 2018February 2, 2024

By Aris Medical Solutions

Many medical practices and business associates have the misconception that if they are fined they can simply close their doors and not be obligated to pay the fines or penalties. We have been asked if this will work many times. The Office for Civil Rights (OCR) has answered this haunting question.

Three years ago the OCR received an anonymous complaint against Filefax, Inc. that transported 2,150 patient files to be shredded. These files were left in an unlocked truck in their parking lot, or by granting permission to an unauthorized person to remove the files from Filefax, and leaving the Protected Health Information (PHI) unsecured outside the Filefax facility.

Although Filefax shut their doors during the course of the OCR’s investigation they were still obligated under the law. In 2016, a court in unrelated litigation appointed a receiver to liquidate its assets. In addition to a $100,000 monetary settlement, the receiver has agreed, on behalf of Filefax, to properly store and dispose of remaining medical records found at Filefax’s facility in compliance with HIPAA.

The first step in protecting your practice or business is to conduct a thorough security risk assessment and identify vulnerabilities and workflow. From there you can develop a risk management plan to ensure you document your compliance efforts and mitigate risks.

For more information on how Aris Medical Solutions can help your organization with HIPAA Compliance and Protecting your Data call 877.659.2467 or click here to contact us.

“Protecting Organizations through Partnership, Education, and Support”

Updating your Contingency Plan

Suze Shaffer March 25, 2018February 1, 2024

By Aris Medical Solutions

Contingency Planning is more than just a power outage or how to backup and restore your data. A complete plan should include different types of scenarios that could happen in your area.

For those involved in Healthcare, creating a contingency plan is not optional. Should you have a disaster and are not prepared you can be fined! The Office for Civil Rights (OCR) considers protecting personal information a civil right and they will enforce this if you have a data breach or a situation where your data is not recoverable.

Think about ransomware, have you included this in your contingency plan?

Depending where you are located, have you included how to respond to a hurricane, tornado, snowstorm, or fire?

Where is your data located and what would happen if you had a toilet overflow or a pipe burst?

In light of the recent tragedies have you included a section on workplace violence?

How to create a Contingency plan:

Conduct a thorough HIPAA Risk Assessment. Understand and analyze what type of risks you are vulnerable to. This includes where you are located and what type of computer network that you utilize.
Create a diagram of how your network is configured. This will help you to determine the best method to protect and restore your data from a backup.
Implement a risk management plan that outlines what you have in place and what you will need in the future if it is not possible at the moment. Of course, you will need a timeline if you will be adding to your plan.

For more information on how Aris Medical Solutions can help your organization with HIPAA Compliance and Protecting your Data call 877.659.2467 or click here to contact us.